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Posted May 11, 2026

Experienced 1st Line Compliance Governance & Control Specialist - 1B QC Testing Team Support in Charlotte, North Carolina

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Join Our Team: Be the Better Bank with TD

At TD, we're not just a bank; we're a community of innovators, thinkers, and doers dedicated to enriching the lives of our customers, colleagues, and the communities we serve. As one of the world's leading global financial institutions, we're on a mission to deliver legendary customer experiences and shape the future of banking. If you're passionate about compliance, governance, and control, and are looking for a challenging and rewarding role, we invite you to explore the opportunity to join our team as a 1st Line Compliance G&C Specialist - 1B QC Testing Team Support.

About the Role

This position is a key part of our 1B First Line Compliance Center of Excellence (Compliance COE), which oversees the operational effectiveness and first-line compliance across our U.S. Consumer Banking, U.S. Commercial Banking, and U.S. COO Group businesses. As a 1st Line Compliance G&C Specialist, you will provide critical support and expertise related to testing schedules, exceptions, and compliance issues arising from 1B QC testing results. This role is perfect for someone who is detail-oriented, has a strong understanding of compliance regulations, and is adept at analyzing complex data to drive business decisions.

Key Responsibilities

Essential Qualifications

To be successful in this role, you will need:

Preferred Qualifications

While not required, the following qualifications can make you a more competitive candidate:

What We Offer

At TD, we're committed to providing our colleagues with a comprehensive Total Rewards package that includes:

Career Growth and Development

At TD, we're dedicated to helping our colleagues grow and develop their careers. You'll have access to regular leadership and development conversations, mentorship programs, and an online learning platform to help you unlock future opportunities. Whether you're looking to expand your experience, coach and inspire your colleagues, or move into a new role, we're committed to supporting your goals.

Our Culture and Values

TD is guided by a purpose to enrich the lives of our customers, communities, and colleagues. Our culture is built around a set of values that shape our behavior and guide our decisions. We're committed to fostering an environment where all colleagues can bring their authentic selves to work, experience equitable opportunities, and feel respected and supported.

Diversity, Equity, and Inclusion

At TD, we're dedicated to building an inclusive workforce that reflects the diversity of the customers and communities we serve. We're committed to creating an environment where everyone feels valued, respected, and supported. Our commitment to diversity, equity, and inclusion is reflected in our hiring practices, talent development programs, and community engagement initiatives.

Why Join TD?

By joining TD, you'll become part of a team that's shaping the future of banking. You'll have the opportunity to work on challenging and rewarding projects, develop your skills and expertise, and make a meaningful contribution to our customers and communities. If you're looking for a career with a purpose, we invite you to explore this opportunity further.

How to Apply

If this role sounds like a perfect fit, don't hesitate. Apply today and let's build the future together. We can't wait to hear from you!

TD is an equal opportunities employer and welcomes applications from diverse candidates. We are committed to providing accommodations for applicants with disabilities. If you require accommodations to complete the application process, please contact our US Workplace Accommodations Program at [email protected].

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